半干旱区煤炭采动下植被生态与土地利用变化响应特征

Response characteristics of vegetation ecology and land use changes tocoal mining in semi-arid regions

  • 摘要:
    目的 半干旱区煤炭集中开采容易引发植被退化与土地格局重构。为识别采动对生态系统的影响特征并支撑差异化修复,需定量对比采煤区与非采煤区的植被、土壤含水量与土地利用变化。
    方法 以陕西省榆林市为研究区,构建“采煤影响区—非采煤影响区”并行基线,并在风沙滩与黄土丘陵沟壑两类地貌内进行对照。基于Landsat年最大归一化植被指数(normalized difference vegetation index,NDVI)采用Theil–Sen与Mann–Kendall分析像元级趋势Z与显著性P;使用1 km时空连续地表土壤含水量数据(2000—2020年)计算分区均值;结合多期土地利用数据构建转移矩阵,量化主要转化通道。
    结果 (1) 2000—2020年榆林市NDVI整体升高,均值由0.273 5增至0.497 4,年均增幅0.011 2;显著改善区面积达到17 224.17 km2,轻微改善区为23 686.34 km2,退化区合计493.23 km2,占比约0.91%。(2) 采动差异显著:采煤区NDVI总量增幅92.17%,高于非采煤区的81.31%,采煤区年均增速4.85%,远高于非采煤区的年均增速4.33%。采煤区Z值普遍偏高且P<0.05,呈稳定上升,而南部非采煤区P值大多数>0.08,变化不显著。风沙滩地貌采煤区NDVI增长率较非采煤区高13.64%;黄土丘陵采煤区增长率较非采煤区高2.11%,增强了结论的可比性。(3) 土壤含水量同步改善但水平偏低,全区土壤含水量由0.202 5 m3/m3增至0.253 5 m3/m3,增幅25.1%;采煤区由0.180 0 m3/m3增至0.228 6 m3/m3,增幅为27.0%;非采煤区由0.212 0 m3/m3增至0.263 5 m3/m3,增幅24.3%。非采煤区的含水量始终高于采煤区,且增幅较为稳定。(4) 土地利用结构重塑与采动同位:采煤区草地和林地保留率分别为88.67%和88.76%,低于非采煤区的91.4%和91.96%;采煤区建设用地由42.9 km2增至525.1 km2,增至12.2倍,而非采煤区建设用地由119.6 km2增至381.0 km2,增至3.19倍。
    结论 榆林市2000—2020年植被覆盖度整体显著改善,但区域差异同步扩大。尽管采煤影响区的植被基线水平低于非影响区,但在土壤水分提升条件下表现出更强的波动性。采煤影响区草地和林地的保留率低于非采煤影响区,但建设用地扩张程度远大于非采煤区,且与局部植被退化空间高度一致。研究成果定量揭示了采动扰动与生态恢复的叠加效应,讨论了土壤含水量在植被响应机制中的主控作用,提出了基于煤炭资源开发规划与生态敏感性区划的分区管控思路,为半干旱区的差异化修复与政策制定提供了新的科学支撑。

     

    Abstract:
    Objective  In semi-arid regions, intensive coal mining is prone to induce vegetation degradation and reshape the land use pattern. To identify the ecological impacts of coal mining and provide support for differential restoration, this study presents a quantitative comparison of changes in vegetation, soil moisture content, and land use types between mining-affected and non-mining areas.
    Methods Yulin City, Shaanxi Province was investigated in this study. Two parallel baseline frameworks were constructed: mining-affected and non-mining areas, which were compared under the sandy-fluvial terrace and loess hilly-gully landforms. The annual maximum normalized difference vegetation index (NDVI) derived from Landsat imagery was used to analyze pixel-level trends and significance (Z and P) using the Theil-Sen estimator and Mann-Kendall significance tests. Soil moisture content data on a spatiotemporally continuous 1-km scale (2000‒2020) were used to calculate average moisture content across various areas. Furthermore, primary land-use transition pathways were quantified by establishing the transfer matrix of land use types using multi-stage land-use data.
    Results The NDVI values of Yulin City increased overall, with averages rising from 0.273 5 to 0.497 4 with an average annual increase of 0.011 2. These values revealed that areas with significantly improved vegetation reached 17 224.17 km2, those with slightly improved vegetation spanned an area of 23 686.34 km2, and degraded areas covered an area of 493.23 km2 (accounting for approximately 0.91%). Coal mining exerted significant effects. Specifically, the NDVI values of coal mining-affected areas increased by 92.17%, which was higher than that in non-mining-affected areas (81.31%). The mining-affected areas showed an annual growth rate of NDVI values reaching up to 4.85%, substantially surpassing that of non-mining-affected areas (4.33%). Additionally, the mining-affected areas generally exhibited high Z values and P<0.05, indicating a stable upward trend. In contrast, most non-mining-affected areas in the southern part showed P>0.08, indicating insignificant changes in NDVI values. For the sandy-fluvial terrace landform, the NDVI growth rate of mining-affected areas was 13.64% higher than that of non-mining-affected areas. In contrast, for the loess hilly-gully landform, the NDVI growth rate of mining-affected areas proved 2.11% higher than that of non-mining-affected areas. These findings enhanced the cross-landform comparability. The soil moisture content improved simultaneously in the mining-affected and non-mining-affected areas while remaining low overall. To be specific, the average soil moisture content increased by 25.1% from 0.202 5 m3/m3 to 0.253 5 m3/m3 in the whole study area, increasing by 27.0% from 0.180 0 m3/m3 to 0.228 6 m3/m3 in mining-affected areas and by +24.3% from 0.212 0 m3/m3 to 0.263 5 m3/m3 in the non-mining-affected areas. Furthermore, the soil moisture content in non-mining-affected areas remained higher than that in mining-affected areas, with a stable increased amplitude. Regarding the reshaping of the land use pattern and its correspondence to mining activity, the mining-affected areas showed grassland and forestland retention rates of 88.67% and 88.76%, respectively, lower than those (91.40% and 91.96%) of the non-mining-affected areas. In contrast, the construction land in the mining-affected areas expanded from 42.9 km2 to 525.1 km2 (increase: 12.2 times), while that in non-mining-affected areas grew from 119.6 km2 to 381.0 km2(increase: 3.19 times).
    Conclusions From 2000 to 2020, Yulin City showed significantly improved fractional vegetation cover, with an increase of 82%, which, however, was accompanied by an increasingly significant spatial heterogeneity. Compared to the non-mining-affected areas, the mining-affected areas exhibited lower baseline NDVI levels, while their NDVI values fluctuated more significantly under enhanced soil moisture content. Additionally, the mining-affected areas demonstrated lower grassland and forestland retention rates compared to the non-mining-affected areas. Furthermore, these areas showed far higher degrees of construction land expansion, which was highly consistent with localized vegetation degradation spatially. This study quantitatively revealed the superimposed effects of mining disturbance and ecological restoration, highlighted the predominant controlling effect of the soil moisture content on vegetation response mechanisms, and proposed a zonal management and control framework integrating coal mining planning and ecological sensitivity zoning. The results of this study will provide new scientific support for differential restoration and policy formulation for semi-arid mining regions.

     

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